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SEC Form D filings for March 21, 2014
By Chris Clair
Friday, March 21, 2014

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds' purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company's executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Global Focused Value International Fund, Ltd.

Athena Alpha Investors, Ltd.

Athena Long-Term Alpha Fund LP

Athena Catholic Values Fund LP

Audere Technology Fund, LP

Colchis/Marlette Income Fund, Ltd.

HCM ALI B, LLC

Silverado Fund I LLP

Telligent Greater China Value Fund, LP

Ardsley Ridgecrest Partners Fund, L.P.

Energy Partners I, LP

Lizard Global Fund LP

OCA SA Mezzanine II Segregated Portfolio

—Compiled by Chris Clair

Comments welcome



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