Washington vs. Hedge Funds:  Agenda*

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Time
O'Connor Davies
Fimat
HedgeOp
Compliance
SEI
Quadriserv
12:30
Registration Opens
12:45 - 1:15
Risk Management Assessment & Verification - Raising Capital in Today’s Changing Environment- 1
Introduction to Portfolio Margining for Hedge Funds - Session 1
Compliance & Technology: Using ComplianceTrak to Strengthen Your Compliance Infrastructure - 1
SEI 1 - Top 7 recommendations for how advisors can operate under increased regulatory scrutiny
Quadriserv 1 - Increasing Portfolio Value through Unbundled, Transparent Securities Lending
1:15 - 1:45
Risk Management Assessment & Verification - Raising Capital in Today’s Changing Environment- 2
Introduction to Portfolio Margining for Hedge Funds - Session 2
Compliance & Technology: Using ComplianceTrak to Strengthen Your Compliance Infrastructure - 2
SEI 2 - Top 7 recommendations for how advisors can operate under increased regulatory scrutiny
Quadriserv 2 - Increasing Portfolio Value through Unbundled, Transparent Securities Lending
1:45 - 2:15
Risk Management Assessment & Verification - Raising Capital in Today’s Changing Environment- 3
Introduction to Portfolio Margining for Hedge Funds - Session 3
Cover Your Ass(ets): Top 10 Compliance Risk Areas - 1
SEI 3 - Top 7 recommendations for how advisors can operate under increased regulatory scrutiny
Quadriserv 3 - Increasing Portfolio Value through Unbundled, Transparent Securities Lending
2:15
Registration Closes
2:30 - 4:30

Washington and Hedge Funds: A New Beginning?

Join us for what promises to be a lively discussion on the shifting regulatory climate in Washington and the hedge fund industry's response.

George J. Mazin  -  Partner, Dechert LLP  (Moderator)

James Chanos  -  Chairman, Coalition of Private Investment Companies (CPIC)

Ananda Radhakrishnan  -   Director, Division of Clearing and Intermediary Oversight,
U.S. Commodity Futures Trading Commission

John G. Gaine  -  President, Managed Funds Association (MFA)

Lisa S. McGreevy  -  EVP & COO, Managed Funds Association (MFA)

Andrew Lowenthal  -  Managing Director, Coalition of Private Investment Companies (CPIC)

Speaker Biographies
4:30
Cocktail Reception Opens
4:30 - 5:00
Risk Management Assessment & Verification - Raising Capital in Today’s Changing Environment- 4
Option Trading with Portfolio Margining vs. Reg T Margin - Session 1
Cover Your Ass(ets): Top 10 Compliance Risk Areas - 2
SEI 4 - Top 7 recommendations for how advisors can operate under increased regulatory scrutiny
Quadriserv 4 - Increasing Portfolio Value through Unbundled, Transparent Securities Lending
5:00 - 5:30
Risk Management Assessment & Verification - Raising Capital in Today’s Changing Environment- 5
Option Trading with Portfolio Margining vs. Reg T Margin - Session 2
Compliance & Technology: Using ComplianceTrak to Strengthen Your Compliance Infrastructure - 3
SEI 5 - Top 7 recommendations for how advisors can operate under increased regulatory scrutiny
Quadriserv 5 - Increasing Portfolio Value through Unbundled, Transparent Securities Lending
5:30 - 6:00
Risk Management Assessment & Verification - Raising Capital in Today’s Changing Environment- 6
Q&A on Portfolio Margining with Douglas Engmann
Cover Your Ass(ets): Top 10 Compliance Risk Areas - 3
SEI 6 - Top 7 recommendations for how advisors can operate under increased regulatory scrutiny
Quadriserv 6 - Increasing Portfolio Value through Unbundled, Transparent Securities Lending
6:30
Event Closes
*(subject to change)