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Speaker Biographies

Alan Andreini | Paul Atkins | Ben Axler | Eric Bernstein | Preet Bharara | Anric Blatt | Michael Boland | John Boles | Jeff Bollerman | Andrea Bollyky | John Budzyna | Chris Clair | Richard Flom | Peter Fusaro | Michael Geismar | Mayiz Habbal | Dan Hawke | Petter Kolm | Shawn Kravetz | Abigail Laufer | Jay Lefkowicz | Anne Mathias | Kathleen McCarthy | Charles McDonald | Rachel Minard | William G. Mulligan | Roy Niederhoffer | Miguel Paredones | Jeffrey S. Pavlik | Spencer Potts | Tom Prunty | Walter Raquet | Tassos Recachinas | Bobby Richardson | John Roglieri | Scott Schweighauser | Marilyn Selby Okoshi | Andrew Siegel | Philip Sivin | Irwin Speizer | Barbara Tollis | Lisa Marie Utasi | Denise Valentine | Joan Werner |

 
Alan Andreini

Armored Wolf LLC
Mr. Andreini acts as Armored Wolf’s CEO and is a member of the Management Committee. He is responsible for all noninvestment management of the firm. Mr. Andreini is a 35 year industry veteran with over 20 years in the hedge fund space. He comes to Armored Wolf from Money Management Group, LP where he transitioned a small friends and family hedge fund into a global institutional asset management firm with $1 billion under management.

From 2002 to 2008, Mr. Andreini was Managing Director and General Partner at Money Management Group. There, he raised $1.7 billion in two years for Money Management Group’s two funds; and grew the staff from 4 employees to 32 in 3-years. Prior to Money Management Group, he was President and CEO at Interworld. He took the company public in 1999 and contributed to making Interworld one of the leading providers of enterprise software in the business-to-business space. He also generated a market capitalization of $2.9 billion and grew organization from 30 to 150 professionals in two years. From 1978 to 1998, he was Executive Vice President, Member of the Office of the President and Board of Directors at Comdisco where he raised $25 billion in financing and completed the first asset backed bond deal secured by leases. He also oversaw all private placement debts including venture leasing, worldwide budgets, debt financing of all leveraged leases, and hedge fund investments. Prior to Comdisco, he was an M & A Associate at Salomon Brothers from 1973 to 1978 where he generated new business and specialized in technology issuers such as ATT, MCI and Comdisco. Mr. Andreini was also a part of global team of 15 that opened London Office in 1976.

Mr. Andreini received his B.A. from Princeton University and his J.D. from Rutgers University Law School.

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Paul Atkins

Patomak Partners
Prior to co-founding Patomak Partners, Paul S. Atkins served two terms as Commissioner of the Securities and Exchange Commission from July 2002 to August 2008. He had earlier SEC experience from 1990 to 1994 when he served as chief of staff to SEC Chairman Richard C. Breeden and counselor to SEC Chairman Arthur Levitt. Mr. Atkins was previously a partner at Pricewaterhouse Coopers (and its predecessor Coopers & Lybrand) focusing on financial services advisory work. From 1996 to 1997 he was president of Resort Funding Inc., a time share finance company that was sold to Cendant. Mr. Atkins began his career as a lawyer with Davis Polk & Wardwell in New York. He was resident for two years in the firm’s Paris office and was admitted as conseil juridique in France. Mr. Adkins received his A.B., summa cum laude and Phi Beta Kappa, from Wofford College and his J.D. from Vanderbilt University School of Law.
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Ben Axler

Spruce Point Capital Management
Ben Axler is Managing Partner and co-founder of Spruce Point Capital Management, a New York-based hedge fund. Prior to founding the company, Mr. Axler spent eight years as an investment banker advising, structuring and executing billions of dollars of financing, risk management and M&A transactions for leading Fortune 500 companies. Mr. Axler started his career with Credit Suisse in 2000 where he held appointments in their capital markets and M&A groups, and from 2006 to 2008, was an Associate Director at Barclays Capital covering the the diversified industrial sector. Mr. Axler graduated from Yale University with a master's degree in statistics and received both a B.A. degree in statistics and a B.S. in marketing and business administration from Rutgers College, where he graduated with summa cum laude and Phi Beta Kappa honors. Mr. Axler is also a contributing writer to TheStreet.com and SeekingAlpha.com
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Eric Bernstein

Sophis
Eric Bernstein is Chief Operating Officer for North America of Sophis, a provider of cross-asset, front-to-back portfolio and risk management solutions. Bernstein is based in the New York office, while Sophis is headquartered in London. Prior to joining Sophis, Eric held various positions at Linedata Services, including Senior Vice President in charge of North America Sales, Senior Vice President in charge of Global Product Management and Head of Relationship Management. Prior to this he held trader and market maker positions at various equity trading companies. He holds a B.A. in Economics from the State University of New York.
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Preet Bharara

United States Attorney, Southern District of New York
On May 15, 2009, President Barack Obama announced his intent to nominate Preet Bharara to become the United States Attorney for the Southern District of New York. Mr. Bharara’s nomination was unanimously confirmed by the U.S. Senate on August 7, 2009, and he was sworn in as the United States Attorney on August 13, 2009. In that role, Mr. Bharara oversees the litigation of all criminal and civil cases brought on behalf of the United States in the District, which is comprised of Manhattan, Bronx, Westchester, Dutchess, Orange, Putnam, Rockland and Sullivan counties. He supervises an office of more than 450 employees, including more than 200 Assistant United States Attorneys.

Mr. Bharara is a member of the Attorney General’s Advisory Committee and serves as Chair of its Subcommittee on White Collar Fraud. Mr. Bharara is also a Co-Chair of the Securities and Commodities Fraud Working Group of the interagency Financial Fraud Enforcement Task Force.

As United States Attorney, Mr. Bharara oversees numerous criminal and civil cases, including groundbreaking financial fraud and insider trading prosecutions, historic international terrorism cases, and the resolution of alleged civil rights violations at various public venues. Since becoming United States Attorney, Mr. Bharara has formed a specialized unit in the Criminal Division dedicated to addressing the significant threats posed by large-scale sophisticated frauds and emerging cyber crimes. He has created another specialized unit of prosecutors, merging two previously independent units, to pursue and prosecute the leaders of organizations that engage in transnational acts of terrorism, narco-terrorism, narcotics trafficking, and money laundering. Under his supervision, the Office continues to combat corruption by city, state, and federal officials, as well as violent crime in New York City and the rest of the District.

Prior to becoming the United States Attorney, Mr. Bharara served as the Chief Counsel and Staff Director of the United States Senate Judiciary Committee’s Subcommittee on Administrative Oversight and the Courts. During his tenure, he helped to lead the Senate Judiciary Committee investigation into the firing of United States Attorneys.

From 2000 to 2005, Mr. Bharara served as an Assistant United States Attorney in the Southern District of New York, where he prosecuted a wide range of cases involving organized crime, racketeering, securities fraud, money laundering, narcotics trafficking, and other crimes.

Mr. Bharara was a litigation associate in New York at Swidler Berlin Shereff Friedman from 1996 to 2000 and Gibson, Dunn & Crutcher from 1993 to 1996. He graduated magna cum laude from Harvard College with an A.B. in Government in 1990, and from Columbia Law School with a J.D. in 1993, where he was a member of the Columbia Law Review.

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Anric Blatt

Global Fund Exchange Ltd
Anric Blatt is Chairman of the Global Fund Exchange in Oyster Bay, N.Y. , an asset management company focused on energy and clean/green investments, and also co-portfolio manager of the firm’s Earth Wind & Fire Fund Ltd. He has been with Global Fund Exchange since its founding in 2005. He is a specialist investor in energy, hedge funds and systematic trading and commodities, and during the past decade has overseen on-site due diligence of over 1,500 managers. Prior to joining Global Fund Exchange, Mr. Blatt was the founder, CEO and Chairman of Infiniti Capital Group, where he was responsible for over $2 billion in assets under management. He created and managed 12 public investment funds, a capital markets securitization business and a hedge fund research organization. Prior to this, he was regional director in Asia for the qualitative fund of funds group of Forsyth Partners. He previously was with Kenmar and Horwath International. Mr. Blatt has lived in Africa, Asia and Europe for most of his life and has travelled to 98 countries. He is a member of the International Association of Engineers and a board member of the Federal Enforcement Homeland Security Foundation.
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Michael Boland

Dome Advisors
Michael Boland founded Dome Advisors LLC, which provides institutional investors with analysis of the policy and political environment affecting public companies, industries and sectors, including finance, energy, the environment, health care and defense. Prior to founding Dome Advisors, Boland was a partner at Johnson, Madigan, Peck, Boland & Stewart, a Washington lobbying firm. Before that, he was Senior Vice President at Verizon, where he headed the team responsible for all legislation affecting the company, including telecommunications, labor, health, pension, international trade, and patent and tax matters. Previously, Boland was CEO of Boland & Madigan, another Washington-based Lobbying firm. He began his career on Capitol Hill in 1978 as counsel to the House Energy and Commerce Committee. In 1984, Boland was appointed Chief Counsel to Trent Lott, then the Republican Whip in the U.S. House of Representatives. Boland is a graduate of Gonzaga University School of Law where he was one of the editors of the law review. He received his undergraduate degree from the University of Notre Dame.
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John Boles

Attalus Capital
In his role as Partner and Managing director of Attalus Capital, John Pl Boles is responsible for overseeing client service, business development and consultant relations. Prior to joining Attalus in 2002, he spent two years as a director of sales for Measurisk, an independent provider of advanced analytics for capital market entrants in alternatives. There, he was directly responsible for institutional business development and hedge fund of funds. Prior to this, from 1988 to 1998, John was a vice president with Bankers Trust Global Institutional Services and Asset Consulting. He began his career with Price Waterhouse in 1984.

John has a Bachelor of Business Administration from Pace University with a major in Accounting. He is an accomplished marathon runner with seventeen races to date.

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Jeff Bollerman

SecondMarket
Jeff Bollerman heads the Limited Partnership market at SecondMarket. Mr. Bollerman joined SecondMarket from Citigroup Global Wealth Management (the division that houses Smith Barney and the Citi Private Bank) where he headed private equity product development. Prior to joining Citigroup, Jeff was a fund formation lawyer at Ropes & Gray LLP. Previously, Jeff held an appointment in the Outstanding Scholars Program of the United States Department of Justice, Antitrust Division. Mr. Bollerman has served on private equity advisory boards and currently serves on the committee which advises Furman University on its $500M+ endowment. Jeff graduated from Furman (cum laud) and earned a J.D. from the University of Virginia, where he also earned an M.A. in History. He holds the Series 7, 24 and 63 securities licenses and is a member of the New York bar.
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Andrea Bollyky

Aetos Capital
Andrea M. Bollyky is a Managing Director of Aetos Capital and leads the business development and client relations activities for Aetos Capital’s absolute return strategies. Prior to joining Aetos Capital in 2004, Ms. Bollyky was a principal with Clay Finlay Inc., a specialist global equity management firm with $8 billion under management and offices in New York, Tokyo and London where she was responsible for managing the firm's global business development and marketing activities. Prior to joining Clay Finlay in 1995, Ms. Bollyky was an account executive with Gartmore Capital Management, a global asset manager headquartered in London, where she was responsible for managing the firm’s North American consultant relations and client service activities. Earlier, she was a manager with SEI Corporation and a member of the International Investment Group, which created multi-manager investment products offered to the pension, endowment and foundation markets. She began her career as a research analyst affiliated with the Hungarian Ministry of Finance in Budapest Hungary. Ms. Bollyky was educated at Lehigh University, where she received a Bachelor of Arts in International Business with a concentration in Economics and Eastern European Studies, and the Economic University of Budapest.
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John Budzyna

Hedge Funds Care
John Budzyna is the Chief Executive Officer of Cutting Hedge Consulting, LLC, an organization dedicated to providing professional advisory and consulting services to the hedge fund industry. He is also the current Chairman and President of Hedge Funds Care, a worldwide charity focused on the Prevention and Treatment of Child Abuse. John has been active in the organization as one of the three founders and Treasurer since 1998.

During 2007 and 2008, John was the Managing Director of Deutsche Bank and the Global Head of Hedge Fund Consulting for the Global Prime Finance Group. He currently serves as consultant to Deutsche Bank in the same capacity. From 2005 to 2006, he served as the Chief Executive Officer of Olympia Capital. Before that he was a senior partner in Ernst & Young, where he arrived in June 2002 with a hedge fund team that he developed while at Arthur Andersen. He began his career with Andersen in 1974 and was admitted as a partner in 2002.

John received a B.A. in Economics from Dickinson College. He is a Certified Public Accountant in the State of New York and is also a member of the American Institute of Certified Public Accountants. He received a Lifetime Achievement Award from Global Custodian in November 2005 for his work in the hedge fund industry.

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Chris Clair

HedgeWorld
Chris Clair is the Managing Editor of HedgeWorld. He has spent the past eleven years covering the hedge fund industry, first as a reporter for Crain's Pensions & Investments and for the past eight years at HedgeWorld. Mr. Clair has been a journalist for the past 18 years, working at weekly and daily newspapers in his home state of Oregon and in Illinois.

Mr. Clair holds a BA degree in journalism from the University of Portland in Oregon.
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Richard Flom

Systematic Alpha Management, LLC
Richard Flom is Vice President of Trading and heads up trading and operations at Systematic Alpha Management, LLC, a New York-based alternative asset manager with expertise in market-neutral quantitative trading strategies. SAM’s trading programs, which are high frequency, are developed by a team of theoretical physicists, mathematicians, and computer scientists. Before joining Systematic Alpha, Mr. Flom worked on analysis and operations in a technology fund of CIBC Oppenheimer Asset Management. Previously he maintained accounts of The MDE Group Wealth Management division. Before that Mr. Flom headed an auditing team at PRG Schultz International Inc. Prior to that, he performed merger and acquisition analysis constructed financial models at HT Capital Advisors, LLC.

Mr. Flom holds a Masters in Economics from Columbia University’s Statistics program and has a degree in Economics and Finance from Rutgers University, where he was a member of Phi Beta Kappa and Beta Gamma Sigma honor societies.
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Peter Fusaro

Global Change Associates
Peter C. Fusaro is Chairman of Global Change Associates a financial services advisory in New York and is the best selling author of What Went Wrong at Enron as well as 15 other books on energy and the environmental financial markets. Peter’s latest book will be published in 2010 by Oxford University Press on Energy and Environmental Project Finance Law and Taxation: New Investment Techniques. Peter is an energy and environmental industry thought leader noted for his keen insights in emerging energy and environmental financial markets. He has been on the forefront of energy and environmental change for over 35 years focusing on oil, gas, power, coal, emissions, cleantech, carbon trading and renewable energy markets. Peter is currently advising on carbon trading and finance as well as clean energy technology and renewable energy to financial services companies worldwide. Peter was selected for Who’s Who in America for 2007-2010 and Who’s Who in the World for 2009-2010. He coined the term “Green Trading” and holds the annual Wall Street Green Trading Summit IX each spring (www.wsgts.com). Peter is advisor to 11 cleantech software and hardware companies in the US and UK. In 2009, Peter launched the Global Change Foundation focused on environmental education and projects. Peter graduated with an MA in international relations from Tufts University and a BA from Carnegie-Mellon University. He is on the Advisory Board of the ERB Institute for Global Sustainable Enterprise, Ross School of Business, University of Michigan.
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Michael Geismar

Quantitative Investment Management
Michael Geismar co-founded QIM in 2003. As the Presidentof QIM, Mr. Geismar oversees the implementation of the firm’s investment models and its portfolio management. He also manages investor relations and QIM’s general business affairs. Mr. Geismar and co-founder Jaffrey Woodriff first worked together from January until July 1994, when Mr. Geismar was an assistant trader at Blue Ridge Trading. Mr. Geismar then worked as an actuary and benefits consultant for Towers Perrin from September 1994 until August 1996, Coopers & Lybrand from August 1996 until October 1997, and William M. Mercer from October 1997 until October 1998, when he joined Capital One Financial as an analyst. In February 2000, he re-joined Mr. Woodriff, assisting in the development of an equities investment program that led the two to co-found DHR. Mr. Geismar graduated from the University of Virginia in 1994 with a B.A. in Mathematics and a minor in Statistics.
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Mayiz Habbal

Celent
Mayiz Habbal is Senior Vice President of the Securities & Investments Group at the financial research and consulting firm Celent and is based in the firm's New York office. He brings with him over 15 years of experience in the management and development of software and engineering of information technology, predominantly in the investment banking industry. Before joining Celent, Dr. Habbal worked at Oracle Siebel, where he was an executive charged with the development of engineering strategy for all of Siebel's product lines. He previously served as a senior vice president at Bank of America, where he was responsible for the implementation of the bank's new customer information systems. Before that, Dr. Habbal served as deputy CIO and CTO for Dresdner Kleinwort, the investment banking group of Dresdner Bank. Dr. Habbal came to Dresdner Kleinwort from the investment bank of Swiss Bank Corporation (now UBS), where he was a member of the Global Reengineering Committee and Director of Business Process Reengineering in London. At SBC, he was also the Global Head of Exchange Listed Derivatives IT. He received his Ph.D. and Sc.M. degrees in operations research and computer science from the Massachusetts Institute of Technology. In addition to his doctoral work, Dr. Habbal received his B.Eng. degree from the American University.
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Dan Hawke

Securities and Exchange Commission
Daniel M. Hawke is the Unit Chief of the SEC Division of Enforcement’s Market Abuse Unit and the Director of its Philadelphia Regional Office. As Unit Chief, he oversees nationwide investigations into large-scale insider trading networks and rings. He also directs regulation and enforcement programs in Pennsylvania, Delaware, Maryland, Virginia, West Virginia and the District of Columbia. Mr. Hawke joined the SEC’s Philadelphia Office in March 2005 as head of its enforcement program. Between 1999 and 2005, he served as a Branch Chief and Senior Counsel in the SEC’s Division of Enforcement in Washington, D.C. where he was involved in bringing significant enforcement actions involving public company accounting and financial disclosure, broker dealer regulation, insider trading and Regulation FD. He is the recipient of the Commission’s Stanley Sporkin Award and the Ellen B. Ross Award. Prior to joining the Commission, Mr. Hawke was a litigation partner at the law firm of Tucker, Flyer & Lewis in Washington, D.C. Mr. Hawke is a 1989 graduate of Boston University School of Law, where he was Editor-in-Chief of the Boston University International Law Journal, and a 1985 graduate of Tulane University where he received his bachelor’s degree in political science.
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Petter Kolm

New York University
Petter Kolm is the Deputy Director of the Mathematics in Finance Masters Program and Clinical Associate Professor at the Courant Institute of Mathematical Sciences, New York University. His interests include high frequency finance and algorithmic trading, quantitative trading strategies, financial econometrics, risk management, and optimal portfolio strategies. Previously, Petter worked in the Quantitative Strategies Group at Goldman Sachs Asset Management where his responsibilities included researching and developing new quantitative investment strategies for the group's hedge fund. Petter coauthored the books Financial Modeling of the Equity Market: From CAPM to Cointegration (Wiley, 2006), Trends in Quantitative Finance (CFA Research Institute, 2006), Robust Portfolio Management and Optimization (Wiley, 2007), and Quantitative Equity Investing: Techniques and Strategies (Wiley, March 2010). He holds a Ph.D. in mathematics from Yale, an M.Phil. in applied mathematics from Royal Institute of Technology, and an M.S. in mathematics from ETH Zurich. Petter is a member of the editorial board of the Journal of Portfolio Management.
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Shawn Kravetz

Esplanade Capital
Shawn W. Kravetz is President of Esplanade Capital LLC, a Boston-based investment management company founded in 1999 to manage capital for a small number of like-minded families, private investors, and institutions. Esplanade Capital Electron Partners LP, launched in 2009, is a private investment fund dedicated to public securities in solar energy and those sectors impacted by its emergence.The firm manages two private investment partnerships. Esplanade Capital Partners I LLC, launched in 2000, is focused on a handful of sectors, including: retail, consumer products, casino gaming, business services, education, and solar power. Prior to founding Esplanade Capital, Mr. Kravetz was a Principal at The Parthenon Group, a leading strategy consulting boutique, where he advised chief executives on corporate strategy. Prior to Parthenon, Mr. Kravetz was Director of Strategic Planning and Corporate Development at The CML Group, where he oversaw activities at subsidiaries including NordicTrack, The Nature Company, and Smith & Hawken. Mr. Kravetz received an MBA with High Distinction from Harvard Business School, where he was named a Baker Scholar. Mr. Kravetz received an A.B. in Economics from Harvard University, magna cum laude.
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Abigail Laufer

Virid Capital Management
Abigail E. Laufer is the CEO and founder of Virid Capital Management a firm devoted to investments in public cleantech companies. She oversees the investment philosophy and management of the firm. Ms. Laufer has over 27 years of investment experience.

Ms. Laufer’s career has spanned a broad cross-section of the institutional investment industry. Following her early days as a securities analyst with the National Bank of Detroit she was appointed Director of Mutual Fund Research for Merrill Lynch in New York. She was then recruited by the Frank Russell Company as a consultant serving Russell’s Fortune 500 clients, providing strategy and conducting manager research for their pension funds and high net worth clients. While at Russell she was the first consultant to work directly with George Russell in the formation of the high net worth effort at that firm. In 1997, she co-founded Hanover Square Associates to represent managers and provide marketing consulting services on a contractual basis. Her successful fundraising venture led to her involvement as a partner at the New Energy Fund, a hedge fund devoted to public and private investments in the renewable energy sector. She formed Virid Capital Management in 2009 to focus exclusively on public market investments in the cleantech sector.

She has an A.B. from Princeton University and an M.B.A. from the University of Michigan. She holds a current Series 7 and 63 registration.

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Jay Lefkowicz

Saratoga Futures
Jay Lefkowicz is a Principal and futures trading consultant at Saratoga Futures, a provider of electronic futures trading solutions. He began his finance career in 1988 with the fixed-income analytics department at Merrill Lynch & Co. After joining Instinet in 1992, he focused on the area of stock market research known as technical analysis under the tutelage of Marc Chaikin. Prior to joining Saratoga Futures, Mr. Lefkowicz was the Founder and Managing Member of Equitable Edge, LLC. Mr. Lefkowicz holds a B.S. in Computer Science and Applied Mathematics from the State University of New York at Albany (1989). He was awarded the Chartered Financial Analyst designation in 2002 and is working towards the Chartered Market Technician designation.
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Anne Mathias

Concept Capital Washington Research Group
Anne N. Mathias is the Director of Research for Concept Capital’s Washington Research Group, which provides political, economic and industry research for institutional and corporate investors. In addition to her responsibilities as Director of Research, she covers tax policy issues. Prior to joining Washington Research Group, Ms. Mathias was a General Partner in healthcare and biotech private equity funds investing in the United States and internationally. Earlier, she spent five years as a senior consultant with Deloitte & Touche in an international management consulting group that specialized in restructuring and privatization in the emerging markets, particularly Eastern Europe. Ms. Mathias earned a Bachelor of Arts (cum laude, Phi Beta Kappa) in Spanish from the University of Maryland in 1987, and a Master’s Degree in International Affairs from Georgetown University in 1991. She became a CFA Charterholder in 1999. She is a member of the Washington Society of Investment Analysts and the CFA Institute and is a founder of Women in Bio, a professional organization dedicated to entrepreneurs in the life sciences. She speaks Spanish and French.
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Kathleen McCarthy

Center on Philanthropy, City University of New York
Kathleen D. McCarthy is Professor of History and the Director of the Center on Philanthropy and Civil Society at The Graduate Center of the City University of New York, and the author of American Creed: Philanthropy and the Rise of Civil Society; Women’s Culture: American Philanthropy and Art, and many other books. She has edited volumes and articles on local, national, and international philanthropy and lectured on those topics in 30 countries. Before returning to academia, Professor McCarthy was a Visiting Research Fellow with the Rockefeller Foundation; a consultant to The Ford Foundation; and the Assistant Secretary of the Metropolitan Life Foundation. She has also served on the boards of Independent Sector, the International Society for Third Sector Research, and the Rockefeller Archive Center, and was a member of the informal planning group for, and delegate to, the White House Conference on Philanthropy in 1999.
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Charles McDonald

Towers Watson
Charles McDonald joined the Chicago office of Towers Watson, the international consulting and professional services company, in February 2010 and serves as a senior investment consultant and as part of the hedge fund research team. Previously, Chuck worked at Mercer Investment Consulting for four years with a broad client group of public and corporate pension plans. He was the global leader for a new hedge fund initiative to help clients implement hedge fund strategies via an investible model portfolio on a transparent hedge fund platform. Previously, Chuck was a senior partner and sell-side equity research analyst at William Blair & Co., where he worked for 16 years researching and publishing on a broad variety of industries and heading up a group of senior analysts. Before that, he spent several years working for a Fortune 500 conglomerate in various roles, including corporate development (merger/divestiture analysis) and investor relations. He started his career with Accenture (previously Andersen Consulting) in its financial services practice. Chuck earned a B.A. degree from Ohio State University, with Honors and Distinction, Phi Beta Kappa, and Outstanding Senior in Economics award. He has an MBA in Finance and Accounting from Cornell University. He earned the Chartered Financial Analyst (CFA©) designation in 1992 and is a member of the CFA Society of Chicago, and the CFA Institute.
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Rachel Minard

Optima Fund Management
Ms. Rachel S.L. Minard was most recently Partner, Executive Managing Director with Optima Fund Management, opening and running the firm's San Francisco office. Her responsibilities included building and managing the global institutional business and raising assets for the firm across all channels globally. Ms. Minard was also a member of the Investment Policy Committee and Chairman's Committee.

Ms. Minard has 20 years of institutional investment experience including the past 10 years building fund of hedge fund firms, notably her roles as Partner and Director of Global Marketing for Corbin Capital Partners (a firm she renamed) and Director of Marketing at Cadogan Management. Before Cadogan, Rachel was Vice President and Consultant Advisor for J.P. Morgan Investment Management and served as Director of Business Development for Dakin Partners, opening and managing their New York office. Earlier, Ms. Minard served as Assistant to the Director of Marketing and Client Service for Pareto Partners. Named "Non-Profit Marketer of the Year" (FEMM), Honored Member, Cambridge's Who's Who Among Executives (2005-2010) and a featured speaker on CNBC and global industry conferences, Ms. Minard started her marketing career in 1991 after her marketing company was hired to build the Ronald Reagan Presidential Library.

Ms. Minard holds a B.A. degree in Journalism with honors from Northeastern University with notable distinction as a Wesley W. Marple Distinguished Lecturer (2009) and Profiles in Leadership: Business Luminaries (2006-2011) by the university. A graduate of the AIMSE/Wharton Institute, Ms. Minard serves on the PAICR Advisory Board, The World Pension Forum and the Investment Management Institute (IMI). Ms. Minard also serves on the Executive Board and is a Founding Member of the Association of Women in Alternative Investing (AWAI) and sits on the Investment Sub-Committee of the Westover School Endowment. Ms. Minard is finishing her first book, Speaking in Thumbs: The Handbook of Empathy through XENIA MEDIA Publishing.
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William G. Mulligan

HedgeOp Compliance, LLC
Bill Mulligan is the Managing Partner and CEO of HedgeOp Compliance, LLC, which has offices in New York and Boston. Founded in 2001, HedgeOp focuses exclusively on helping investment managers meet their compliance and operational challenges. HedgeOp provides pro-active support to firms cutting across all investment strategies and structures. Its clients have over $70 billion in assets under management. Prior to founding the firm in 2001, Mr. Mulligan was an associate in the Investment Management Group of Seward & Kissel LLP for almost six years. He received a J.D. from Cornell Law School in 1995 and a B.A. from Boston University in 1991 and is certified as an Investment Adviser Certified Compliance Professional by National Regulatory Service's Center for Compliance Professionals. Mr. Mulligan currently serves as Chairman of the Board of Managers of the Alternative Investment Compliance Association.
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Roy Niederhoffer

R.G. Niederhoffer Capital Management
Roy Niederhoffer founded New York-based R. G. Niederhoffer Capital Management, Inc. (RGNCM), in 1993. He is responsible for the general management of the firm and directs the overall strategy, including the trading, research, and software development functions. Mr. Niederhoffer graduated magna cum laude from Harvard University in 1987 with a degree in Computational Neuroscience. Prior to establishing RGNCM, Mr. Niederhoffer worked for NCZ Commodities for five years. Mr. Niederhoffer serves on the boards of several arts organizations. He is an accomplished classical and jazz pianist, plays violin with the Park Avenue Chamber Symphony, and is an avid skier.
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Miguel Paredones

Clifftop Capital Management
Miguel A. Paredones founded Clifftop Capital Management LLC in 2008 after achieving a prolific career as principal investor. Clifftop Capital has emerged as an alternative investments management and advisory firm for global institutional investors that seek opportunistic investments across the Latin America region. Mr. Paredones has successfully acted as direct principal investor, originating, structuring and executing investments, including senior debt, subordinated debt, special situations, mezzanine and private equity, in excess of US$ 1 billion in Latin America and the Caribbean by following an asset-based investing approach.

Mr. Paredones started his career at Philadelphia-based economic research center Wharton Econometrics, where he elaborated economic analysis for the Latin America region. Following this, he has spent most of his career identifying distinctive business opportunities for leading financial institutions as J.P. Morgan, Julius Baer and Quantek Asset Management, participating in major capital markets, advisory and principal investing transactions. His most recent experience as Chief Investment Officer with Clifftop Capital Management has evidenced his ability to aggregate value for emerging companies and entrepreneurs throughout the Americas.

Mr. Paredones is a Mexican citizen (1974), fluent in Spanish and English. He graduated in 1998 from Monterrey Institute of Technology, where he also taught the entrepreneurial course, with a B.S. degree in Economics. He also obtained an M.P.A., International Finance & Policy, from Columbia University. Mr. Paredones was awarded with the “Native Leadership Scholarship” by Channel Foundation.

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Jeffrey S. Pavlik

Pavlik Capital Management LLC
Over the last twenty-two years, Jeffrey S. Pavlik has held financial management positions at both large and small business organizations. Mr. Pavlik’s broad experience includes equity and interest rate trading, portfolio and risk management, accounting, finance and the development of sophisticated financial systems and strategies to maximize returns and minimize risk.

Prior to founding Pavlik Capital Management LLC, Mr. Pavlik held positions as CFO at Elysian Worldwide, Portfolio Manager/Trader at Peak6 Investments, Specialist/Lead Market Maker for Knight Financial, Senior Trader – Refco Securities, Vice President – Interest Rate Trading at Bank of America and Trader at Swiss Bank/O’Connor & Associates.

Mr. Pavlik has been featured by The Wall Street Journal and HedgeWorld and has been quoted by multiple worldwide publications. Mr. Pavlik was also selected as a member of the MFA Forum 2008 Emerging Manager Star Search.

Mr. Pavlik has an MBA with concentrations in Finance and Entrepreneurship from The University of Chicago Booth School of Business (2003) and a BA in Economics from Northwestern University (1990).
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Spencer Potts

Silver Creek Capital Management LLC
R. Spencer Potts is a Managing Director and Head of Business Development, based out of the New York office of Silver Creek Capital Management LLC. His responsibilities include business development and investor relations, as well as manager due diligence for Silver Creek’s fund-of-funds offerings. Prior to joining Silver Creek, Mr. Potts was a director within Merrill Lynch’s Hedge Fund Origination Group; this group focused on institutional hedge-fund transactions. Prior to Merrill Lynch, Mr. Potts was a portfolio manager with Pinnacle Asset Management, a New York-based fund-of-hedge-funds group. Mr. Potts holds a B.A. in history from the University of New Hampshire.
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Tom Prunty

CogentMarkets
Tom Prunty is senior managing director of CogentMarkets, a web-based platform created to facilitate secondary trading of hedge funds and private equity, venture capital and real estate funds. He joined Cogent Alternative Strategies Inc. in 2009 to spearhead the development of CogentMarkets. He was previously Global Head of Fund Derivative Sales for BNP Paribas and prior to that held positions running a client service team and an operations group for fund derivatives at BNP, positions he held from 2003 to 2008. He was formerly Head of Operations for Zurich Capital Markets (2000 – 2003); Senior Vice President and founding member in 1990 of Olympia Capital Associates L.P. responsible for Shareholder Services and Operations (1990 – 2000). Prunty joined Drexel Burnham Lambert in 1986 and was part of the Product Development and Marketing Department. He holds a bachelors degree in economics from Creighton University.
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Walter Raquet

WR Capital Holdings, LP
Walter Raquet is Chairman of WR Group Holdings, LP, a managed account service provider with over 40 professional staff members. Prior to launching WR Group, Mr. Raquet co-founded Knight Trading Group in 1995 where he held various positions including Chairman, Executive Vice President, and Director until his departure in 2002. From 1992 to 1994, he was Senior Vice President with Spear, Leeds & Kellogg/Troster Singer, managing their technology and marketing branches. From 1982 to 1992, Mr. Raquet was employed by Herzog Heine & Geduld, Inc., a trading firm, where he directed the firm’s technology and marketing efforts. Mr. Raquet was also Corporate Controller for Paine Webber, Inc. between 1980 and 1982. Prior to joining Paine Webber, Mr. Raquet served as Executive Vice President of Cantor Fitzgerald from 1977 to 1980, and Controller for Weeden & Co. from 1968 to 1976. He is a CPA and practiced at the accounting firm of PricewaterhouseCoopers. Mr. Raquet received a BS in Accounting from New York University in 1966.
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Tassos Recachinas

Sophis Investments LLC
Tassos D. Recachinas is the Founder and Managing Member of Sophis Investments LLC, an investment management firm specializing in multiple asset class, research-driven value investing. He also serves as the Portfolio Manager of the firm’s investment partnerships. As an activist investor, Mr. Recachinas has worked closely with numerous company boards and management teams and has helped plan, write and execute corporate strategy. Mr. Recachinas is a member of the Board of Directors of Hillwinds Ocean Energy, LLC, a private carbon capture and sequestration and algae-to-biofuels technology company in which Sophis is an investor. Mr. Recachinas recently served on the Board of Directors of The Allied Defense Group, a multinational defense and security company, as well as its Compensation Committee and Strategic Review Committee. Prior to forming Sophis, Mr. Recachinas was an Investment Analyst at Pirate Capital LLC, a $2 billion activist/event-driven hedge fund. Prior to joining Pirate Capital, Mr. Recachinas served as an Equity Research Associate at Raymond James & Associates, where he covered defense and technology equity securities. Mr. Recachinas graduated Summa Cum Laude and first in his class from the Aerospace Engineering program at George Washington University and is also a Pembroke Scholar, having studied engineering and economics at Oxford University in England.
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Bobby Richardson

Raven Rock Capital
Bobby Richardson is founder and Managing Director of Raven Rock Capital in Chapel Hill, N.C., a corporate credit hedge fund launched in September, 2009. Previously he was the Director of Research and Portfolio Manager of the Classic products for the Argent Funds Group, responsible for fundamental credit and equity analysis. He also managed the operations, accounting, and information technology departments of the firm. Prior to joining Argent in 1998, Bobby was a Director of the Convertible Securities Portfolio Team at Northwestern Investment Management Company where he was responsible for investment analysis, trading and management of a $1 billion portfolio. He joined Northwestern Mutual in 1991, and worked as an investment analyst on the Public High Yield Bond and Private Placement portfolios in addition to his work with convertibles. From 1986 to 1989, Bobby worked for Travelers as a Financial Analyst. He received his Masters of Management with Distinction from the Kellogg Graduate School of Business at Northwestern University in 1991. He received a Bachelor of Science in Finance with Distinction from the University of Virginia in 1986.
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John Roglieri

HedgeBay
John Roglieri is the Co-Head of U.S. Secondary Market Hedge Fund Transactions at HedgeBay. John is responsible for working with investors to identify investment opportunities and to find liquidity for hedge fund positions. He works closely with university endowments, banks, insurance companies, hedge funds and major hedge fund general partners. Prior to HedgeBay, John established and managed a $120M fund of hedge funds and his 15 yeas of finance and capital markets experience includes work at ICP Capital, AIG, Fitch Ratings and Price Waterhouse. John graduated from The University of Wisconsin - Madison with a BS in Economics and earned his MBA at Boston University.
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Scott Schweighauser

Aurora Investment Management
Scott C. Schweighauser is a Partner of and the Chief Investment Officer for Aurora Investment Management, L.L.C. (formerly known as Harris Alternative Investments L.L.C.), a Chicago-based investment firm with $9.5 billion in assets under management that runs a number of alternative investment vehicles, including both multi-strategy and single strategy formats. He is involved in every aspect of Aurora’s investing activities, including portfolio management and the evaluation and analysis of existing and prospective managers. He has been with Aurora since June 1994. Scott was formerly a Vice President for interest rate derivatives trading with ABN AMRO Bank, and a Vice President and Managing Director with Continental Bank's Risk Management Trading Group, where he was responsible for trading interest rate derivatives, commodity derivatives, proprietary trading, and the development of trading and risk analysis systems and theoretical pricing models. Prior to this, he was an associate in Corporate Finance at Bankers Trust Co. He received his BA in Mathematics from Williams College and an MBA in Finance from the University of Chicago. Scott is a member of The Economic Club of Chicago and sits on the Board of Directors of NorthShore University HealthSystem Foundation.
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Marilyn Selby Okoshi

Katten Muchin Rosenman LLP
Marilyn Selby Okoshi is a member of the Financial Services Practice and Chair of the Structured Products Practice of law firm Katten Muchin Rosenman, LLP. She focuses her practice on investment funds and managers, finance, structured finance, derivatives and financial products. She concentrates on, and has significant experience in, the organization and representation of on-shore and offshore hedge funds, formation of managed account platforms and private equity funds. She has extensive experience guiding fund managers through securities and futures regulatory compliance as well as understanding and handling their counterparty risk. She also advises funds of funds and institutional investors. In particular, she advises funds and fund investors with respect to derivatives, loan transactions, loan trading, financial products and investments in Japan and other Asian countries. She also has experience as lender and borrower counsel in traditional bank loans, private placements of securities and structured transactions, and has advised clients on mergers and acquisitions, joint ventures, securities offerings, and general corporate matters. Ms. Okoshi is fluent in English, Japanese and Mandarin Chinese. Ms. Okoshi is a member of the Managed Funds Association, the Futures Industry Association Law & Compliance Division and the American Bar Association. She also serves as chair of the Governance Committee and co-chair of the Legal Peer Advisory Council of 100 Women in Hedge Funds. She earned her B.A. and M.A. from the University of Pennsylvania in 1984 and her J.D. from Stanford Law School in 1989. She is admitted to practice in New York (1990).
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Andrew Siegel

Perella Weinberg Partners
Andrew N. Siegel is a Partner and General Counsel at Perella Weinberg Partners, a privately owned financial services firm in New York. Mr. Siegel heads the company’s law and compliance division and is responsible for legal and regulatory matters relating to mergers, acquisitions and financial restructuring advisory services, as well as the formation and operation of its private investment funds. Prior to joining Perella Weinberg, Mr. Siegel was general counsel and chief compliance officer of Stanfield Capital Partners, LLC. Before that, he served in the law division of Morgan Stanley. He was previously a corporate attorney at Shearman & Sterling.

Mr. Siegel is a member of the New York State and New York City Bar. He has been designated a Certified Regulatory and Compliance Professional by FINRA and Wharton. He received his B.A. in Political Science, magna cum laude, from Tufts University and a Juris Doctor from Washington College of Law at American University.

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Philip Sivin

MD Sass
Philip M. Sivin is a Managing Director and a Director of M.D. Sass Investors Services, Inc. and its affiliated companies, and Managing Director of M.D. Sass-Macquarie Financial Strategies Management Company, L.L.C. (“FinStrat”). He was an Equity Analyst for M.D. Sass from 2002 to 2004 and a Vice President of Resurgence Asset Management, L.L.C. (an affiliate of MD Sass focused on distressed investments) from 2004 to 2006. Prior to joining the M.D. Sass organization in 2000, he was an attorney with Sullivan & Cromwell in New York, focusing on domestic and international Securities, Corporate, Real Estate and Investment Management transactions. Mr. Sivin is a member of the Board of Directors of Sterling Chemicals, Inc., Furniture.com, Inc., and HighTower Advisors LLC. He also serves as a member of the Board of Managers of various hedge fund and private equity investee companies of FinStrat. Mr. Sivin holds a Bachelor of Science degree from Cornell University and a Juris Doctor, cum laude, from the University of Pennsylvania Law School. Mr. Sivin also received his M.B.A., with honors, from Columbia Business School with a focus in Finance and Accounting.
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Irwin Speizer

HedgeWorld
Irwin Speizer is conference manager for the HedgeWorld suite of conferences, responsible for creating the agenda and selecting speakers and panelists. Mr. Speizer is a professional journalist with experience covering hedge funds and the financial sector, including a stint as a staff writer at Absolute Return magazine.

Mr. Speizer has written for Alpha magazine, Institutional Investor, Fast Company, Business.com, On Wall Street, Crain’s Chicago Business, Workforce Management, the Los Angeles Times and the Raleigh, N.C. News and Observer. In addition to covering hedge funds and Wall Street, Mr. Speizer has written about the banking industry, energy, retail, real estate (both residential and commercial) and human resources.

Mr. Speizer holds a bachelor of journalism degree from the University of Texas at Austin.
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Barbara Tollis

HamptonHedges
Barbara Dana Tollis is Founding Principle of Hampton Hedges, a public relations and marketing consultancy to the hedge fund industry that specializes in philanthropy, corporate branding, press relations, social media, corporate communications and special events. Barbara has served as a chair of benefit committees for The Society of Memorial Sloan-Kettering Cancer Center, Guggenheim Museum, Ronald McDonald House of New York, Parrish Art Museum (Southampton), Southampton Fresh Air Home and many others. She is a recipient of the Cheryl Carson Humanitarian Award and Nike’s Community Award for her volunteer activities with Angel Flight; and a recipient of the United Hospital Fund’s Volunteer Achievement Award and the Clelia Delafield Award for her service as a Board Member of The Society of Memorial Sloan-Kettering Cancer Center (MSKCC). Prior to her current position with HamptonHedges, she served as Director of Marketing for Advent Software’s Geneva™ brand in the Americas and the UK/Europe; senior consultant for London-based TCA Consulting/City Practitioners (now Capco); senior vice president of marketing for Bank Street Advisors; and vice president of Lehman Brothers where she began her sales career in what later became Private Client Services. During 1990-1997, Barbara took a sabbatical in entertainment and sports marketing, where she conducted public relations, marketing and media campaigns for such iconic brands as Spelling Entertainment, Walt Disney, Marvel Comics, Norman Lear, Marlboro Team Penske and Virginia Slims Championships. She holds a B.A. in Urban Studies from Wheaton College in Massachusetts.
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Lisa Marie Utasi

ClearBridge Advisors
Lisa Utasi is a Director and Senior Equity Trader at ClearBridge Advisors, a unit of the global asset management firm Legg Mason Inc. ClearBridge operates with investment independence and manages more than $70 billion in assets in 75 countries. Lisa joined ClearBridge Advisors through a predecessor in 1986. Lisa co-chaired Muscular Dystrophy Association’s Wings Over Wall Street Fund Raising Committee two years, and was the 2007 Michael P. Beier Award Recipient for her dedication to raising awareness and funding in the fight against ALS. Lisa is a Past Chairman of the Security Traders Association. Over the past 3 years she has served as the Chair or Co-Chair of the Trading Issues, Affiliate Liaison and Institutional Committees. In 2004, Lisa was elected President of the Security Traders Association of NY (STANY). Lisa serves on the NASDAQ Quality of Markets Committee and is a member of the NYSE Institutional Traders Advisory Committee. Lisa was inducted into the National Organization of Investment Professionals (NOIP) in 2004. She is a member of Institutional Investor’s Trader’s Forum and the Investment Company Institute’s Equity Markets Committee. She is a Past Chairperson of NASDAQ’s Institutional Traders Advisory Committee.

Lisa holds a B.A. in Political Science and a B.B.A. in Finance from Southern Methodist University.

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Denise Valentine

Aite Group
Denise Valentine is a senior analyst at Aite Group, LLC, focusing on institutional asset management, hedge funds, and the intermediary market, evaluating systems in the front, middle, and back office, as well as general industry trends. She has supported clients in the selection of technology systems, the identification of product gaps, new market entry initiatives, and vendor firm acquisitions. Prior to joining Aite Group, Ms. Valentine was a senior analyst with research advisory firm Celent for four years. Before that she was a business risk manager in the asset management, insurance and consumer credit divisions of GE Capital Services and was previously vice president and director of marketing services at Oppenheimer Capital. For six years prior to this, she was with Kidder Peabody Asset Management serving a captive brokerage sales force, product wholesalers and institutional sales reps in the product areas of separately management accounts, mutual funds and institutional account management. Ms. Valentine earned an MBA from the Stern School of Business at New York University.
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Joan Werner

Ramius Capital Group
Joan P. Werner is a Director in the Marketing and Client Services Group at Ramius LLC.

She is on the Board of 100 Women in Hedge Funds and serves as President of the Foundation and is also a Board Member of IDEAS (Investing in the Development and Educational Advancement of Students, Inc). Also, she is a founding board member of the Professional Association of Investment Communications Resources (PAICR).

Prior to joining Ramius in January 2004, Ms.Werner was a Marketing Manager at Lincoln Financial Group responsible for the strategic marketing of their Mutual Funds and Managed Accounts businesses through their wholesaling arm. Ms. Werner has also worked in a number of other senior marketing positions including Director of Marketing for Volaris Advisors (sold to Credit Suisse) , an options firm and Director of Alternative Investments Marketing for Merrill Lynch Investment Managers’ retail and institutional businesses. She was also a Director of Communications and Market Research for Prudential Financial. Ms. Werner received a B.B.A. from The Wharton School of the University of Pennsylvania and an M.B.A. from Columbia Business School.

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