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SEC Form D filings for Feb. 21, 2013

By Chris Clair

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

2013 Natural Resources Series, a series of Gresham Real Assets Strategies, L.P.

Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC

AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC

GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC

Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC

PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC

Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC

York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC

Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC

—Compiled by Angela Sormani

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