SEC Form D filings for Feb. 21, 2013
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
2013 Natural Resources Series, a series of Gresham Real Assets Strategies, L.P.
Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC
AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC
PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC
Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC
York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC
Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC
—Compiled by Angela Sormani

