SEC Form D filings for Feb. 13, 2013
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
AlternativeFocus HBK Fund II L.P.
EJF Financial Services Offshore Fund, Ltd.
Boston Co Global Healthcare Alpha Opportunities Fund LP
CTA Choice Fund LLC - CTA Choice EVE
Tiger Pacific Offshore Fund Ltd.
Newport St. Joseph Investments, LLC
KL Investment Partners Fund LP
Bay Point Capital Partners, LP
Gotham Series, a Series of Gresham Direct Access Manager Program, L.L.C.
SECONDMARKET DOUBLE ROBOTICS FUND, LLC
—Compiled by Angela Sormani

