SEC Form D filings for Jan. 16, 2013
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
Adams Hill Partners (Cayman) Ltd.
Cornerstone Treasury Strategies Fund, LLC
Passport Long Short Fund, L.P.
OZ GC Opportunities Domestic Partners, L.P.
WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, L.L.C.
Alloy Long-Only US Equity Fund, L.P.
Pawleys Capital Management, LLC
Clearwater Trading Company, LP
Pine River Relative Value Currency Fund L.P.
Gardenia Japan Opportunity Fund, LP
Ad Astra Value U.S. Fund, L.P.
EJF Financial Opportunities Master Fund, LP
—Compiled by Angela Sormani

