SEC Form D filings for Jan. 15, 2013
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
NFI Income Strategies Fund, L.P.
Technology Equilibrium Fund LP
Jet Capital Select Opportunities Offshore Fund, Ltd.
Jet Capital Select Opportunities Fund, LP
AJO Emerging Markets Hedge Fund, L.P.
Forum Global Opportunities Fund, LP
BlackRock European Hedge Fund Ltd
AJO Emerging Markets All-Cap Offshore Fund, Ltd.
AJO Emerging Markets Small-Cap Offshore Fund, Ltd.
Pershing Square Holdings, Ltd.
Forum Global Opportunities Fund, Ltd.
D. E. Shaw All Country Global Alpha Extension Fund, L.L.C.
Belvedere Multi-Manager Master Fund LP
TREFOIL/GARNET CAPITAL PARTNERS L P
BELVEDERE VOLATILITY ARBITRAGE FUND, LLC
Raging Capital Offshore Fund, Ltd.
—Compiled by Angela Sormani

