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SEC Form D filings for Oct. 16, 2012

By Chris Clair

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Midlothian Capital Investments, LLC

Queen Anne’s Gate Global Macro Fund Ltd.

Two Sigma Active Extension U.S. Small Cap Equity Fund, LP

Opesbridge LP

PW Partners Master Fund, L.P.

Odyssey PanAmerica Equity Fund, LP

Pyramis Global Health Care Long/Short Fund, L.P.

AQR All Country International Equity Fund, L.P.

SECOR Alpha Fund, LP

BLUEMAR OFFSHORE FUND, LTD.

Engaged Capital I Offshore Ltd

Acadian Global Leveraged Market Neutral Fund, LLC

ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND

DEFINITIVE SENTINEL PARTNERS, LP

SHANNON RIVER PARTNERS, LTD.

Back Bay Investment Fund Corp.

—Compiled by Angela Sormani

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