SEC Form D filings for Oct. 11, 2012
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
Bailard Market Neutral REIT Fund, LP
Putnam TMT Long/Short Fund, LP
Constellation Fund,SPC - Equities Segregated Portfolio
PVF - ST, LP (There are 10 vehicles from PVF listed.)
—Compiled by Angela Sormani

