SEC Form D filings for July 18, 2012
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
MW Global Financials Market Neutral (US) Fund
MW Global Opportunities (US) Fund
Empire Asset Diversified Fund, LLC
Putnam Healthcare Long/Short Fund, LP
Tybourne Equity (Offshore) Fund
MW Global Financials Market Neutral Fund
Putnam Natural Resources Long/Short Fund, LP
—Compiled by Angela Sormani

