SEC Form D filings for May 17, 2012
By Chris ClairUnder the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.
Credit Suisse Securitized Products Fund L.P.
K2 Macro Opportunities Fund, LLC
Fortress Convex Asia Master Fund Ltd
Ironside Investment Partners, L.P.
BTS ASSET ALLOCATION/HIGH YIELD FUND LLC
—Compiled by Angela Sormani

