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SEC Form D filings for Feb. 6, 2012

By Chris Clair

Under the Securities Act of 1933, the U.S. The Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Periodically, HedgeWorld publishes links to recent Form D filings. Here are the latest:

GGI Consumer Catalyst Fund LP

Liberty Park Fund, LP

Bay Capital Investments Ltd

INVESTCORP PROSIRIS OPPORTUNITIES FUND LLC

Glaxis Insurance Dedicated Fund, L.P.

Morgan Stanley HedgePremier/Composition Series LLC

Morgan Stanley HedgePremier/PARS Offshore Fund Ltd.

COLUMBIA RESEARCH MARKET NEUTRAL LP

CIF SMAurora Fund Ltd.

Western Alternative Strategies, L.P.

Morgan Stanley HedgePremier/PARS Fund LP

—Compiled by Angela Sormani

One Response to “SEC Form D filings for Feb. 6, 2012”

  1. Hedge Fund News: Ackman & CP, LightSquared, Asia Hedge Funds… Says:

    [...] SEC Form D filings for Feb. 6, 2012 (Reuters Hedge World) [...]

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