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Archive for the ‘Form D filings’ Category

SEC Form D filings for May 1, 2013

Wednesday, May 1st, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Ramius Co-Investment II LLC

Paulson Partners Premium LP

BIP-Lake Mary, LLC

Symphony CLO Opportunities Fund

—Compiled by Angela Sormani

SEC Form D filings for April 30, 2013

Tuesday, April 30th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Enhanced Index Funds PCC

STARBOARD LEADERS FUND LP

AQR Short-Term Systematic Strategies Fund, L.P.

Sarissa Capital Offshore Fund Ltd

Compendium Fund, L.P.

BBR ACTIVE EQUITY - LONG ONLY (QP), LP

—Compiled by Angela Sormani

SEC Form D filings for April 29, 2013

Monday, April 29th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

590 Partners, L.P.

AQR ABSOLUTE RETURN INSTITUTIONAL FUND LP

Perceptive Life Sciences Offshore Fund, Ltd.

Tamarack Global Healthcare Fund, L.P.

RCL Linkem LLC

—Compiled by Angela Sormani

SEC Form D filings for April 25, 2013

Thursday, April 25th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Wallentine Asset Management LLP

Duet Global Plus Fund Ltd

—Compiled by Angela Sormani

SEC Form D filings for April 23, 2013

Tuesday, April 23rd, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

SecondMarket Giftly Fund, LLC

Cavalry Opportunity Fund, L.P.

Atlas Volatility Edge Fund LLC

Columbia Pacific Partners Fund, Ltd.

Coherence Capital Spectrum Fund Onshore, LP

Coherence Capital Spectrum Fund Offshore, Ltd.

—Compiled by Angela Sormani

SEC Form D filings for April 22, 2013

Monday, April 22nd, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

EVEREST CAPITAL FRONTIER MARKETS EQUITY L.P.

SecondMarket Visually Fund, LLC

K2 Bluegill Fund LLC (Bluegill Series B)

CC ARB West, LLC

Heard Opportunity Fund LLC

—Compiled by Angela Sormani

SEC Form D filings for April 18, 2013

Thursday, April 18th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Bridgewater All Weather Major Markets, Ltd.

T2 Associates Contrary #1 Pool LP

Emil Van Essen Spread Arbitrage Feeder Fund Ltd.

Makuria Credit Fund LP

Warwick Investment Partnership, LP

Bridgewater All Weather Major Markets, Ltd.

T2 Associates Contrary #1 Pool LP

Emil Van Essen Spread Arbitrage Feeder Fund Ltd.

Warwick Investment Partnership, LP

dbX-Global Long/Short Equity 9 Fund

VERSA FILM GROUP, L.P.

—Compiled by Angela Sormani

SEC Form D filings for April 17, 2013

Wednesday, April 17th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

CVI Emerging Markets Credit Value Fund LP

Naya 1740 Fund Ltd

VPL I TRUST

Macro Tail Event Fund, LP

—Compiled by Angela Sormani

SEC Form D filings for April 16, 2013

Tuesday, April 16th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

CAZ Medical Royalty Fund, L.P.

ALPHATOEWS LLC

ALTIS FEEDER FUND LLC

—Compiled by Angela Sormani

SEC Form D filings for April 11, 2013

Thursday, April 11th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Cerberus Institutional Overseas V, Ltd.

dbX-CTA 19 Fund

SALI Multi-Series Fund SPC, Ltd.

Wilshire Solutions Funds Trust

AXIAL CAPITAL GRAVITY FUND, LP

TCW/Scoggin Event Driven Fund, L.P.

—Compiled by Angela Sormani




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