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Archive for the ‘Form D filings’ Category

SEC Form D filings for May 16, 2013

Thursday, May 16th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Cormorant Global Healthcare Offshore Fund, Ltd.

Cormorant Global Healthcare Fund, LP

Nishkama Capital Fund LP

Endicott Opportunity Partners IV, L.P.

MCM DIVERSIFIED FUTURES, LP

Xanthos Investment Partners LLC

—Compiled by Angela Sormani

SEC Form D filings for May 14, 2013

Tuesday, May 14th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

CSV China Opportunities Fund (US), L.P.

Metacapital Rising Rates Fund, LP

ARDEN ADVISERS II, L.P.

TPH Energy Infrastructure Offshore Fund, LP

GESAF USA, LP

KLS Credit Opportunities Fund LP

Whitney Capital Series Fund LLC - Series W

Whitney Capital Series Fund LLC - Series LS11

OZ MESC Master Fund, L.P.

—Compiled by Angela Sormani

SEC Form D filings for May 13, 2013

Monday, May 13th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Dreman Inflation Advantage Fund, LP

Meadowood Capital Onshore Fund, L.P.

Shale Community BanFund, LP

Altum Credit European Fund, L.P.

1798 US Special Situations Fund LP

LIBREMAX VALUE PARTNERS, LP

Apis Deep Value Fund Offshore, Ltd.

—Compiled by Angela Sormani

SEC Form D filings for May 9, 2013

Thursday, May 9th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Paloma Access LLC

Oracle Forex Fund II, LP

DG Credit Opportunities, LP

AM Global Core Fund, LLC

Whitney Capital Series Fund LLC - Series O

EOP IV-A, LP

Chrysaetos Global Opportunities Fund, LP

—Compiled by Angela Sormani

SEC Form D filings for May 8, 2013

Wednesday, May 8th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

ICE Global Credit Fund (Cayman), Ltd.

DC CAPITAL PARTNERS LP

ICE Global Credit Alpha Fund (Cayman), Ltd.

HarborLight Income Partners, LP

HarborLight Income Partners, Ltd.

—Compiled by Angela Sormani

SEC Form D filings for May 7, 2013

Tuesday, May 7th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

TILDENROW PARTNERS LP

BASSWOOD FINANCIAL FUND, INC.

Lehigh Valley Fund I, LLC

—Compiled by Angela Sormani

SEC Form D filings for May 2, 2013

Thursday, May 2nd, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Steadview Capital Partners LP

Altegris Hayman Capital Fund LP

Altegris Willowbridge Macro Fund LP

—Compiled by Angela Sormani

SEC Form D filings for May 1, 2013

Wednesday, May 1st, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Ramius Co-Investment II LLC

Paulson Partners Premium LP

BIP-Lake Mary, LLC

Symphony CLO Opportunities Fund

—Compiled by Angela Sormani

SEC Form D filings for April 30, 2013

Tuesday, April 30th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Enhanced Index Funds PCC

STARBOARD LEADERS FUND LP

AQR Short-Term Systematic Strategies Fund, L.P.

Sarissa Capital Offshore Fund Ltd

Compendium Fund, L.P.

BBR ACTIVE EQUITY - LONG ONLY (QP), LP

—Compiled by Angela Sormani

SEC Form D filings for April 29, 2013

Monday, April 29th, 2013

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds’ purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company’s executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

590 Partners, L.P.

AQR ABSOLUTE RETURN INSTITUTIONAL FUND LP

Perceptive Life Sciences Offshore Fund, Ltd.

Tamarack Global Healthcare Fund, L.P.

RCL Linkem LLC

—Compiled by Angela Sormani




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